Rathbone Brothers Plc : Director/PDMR Shareholding
Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial Responsibilities
The Company was notified on 11 October 2016 by Equiniti Share Plan Trustees Limited, the trustee of The Rathbone Share Incentive Plan ("the Plan"), the allotment of ordinary shares of 5p to the following Persons Discharging Managerial Responsibilities (" PDMRs ") in respect of the reinvestment of the Company's interim 2016 dividend into the Plan.
The attached notifications, made in accordance with the requirements of the EU Market Abuse Regulation, give further detail.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Rupert Baron | |
| 2 | Reason for the notification | ||
| a) | Position/status | General Manager | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 30 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Michael Bolsover | |
| 2 | Reason for the notification | ||
| a) | Position/status | Head of Strategy and Organisational Development | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 4 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Andrew Butcher | |
| 2 | Reason for the notification | ||
| a) | Position/status | COO | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 12 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Paul Chavasse | |
| 2 | Reason for the notification | ||
| a) | Position/status | Head of Investment | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 87 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Ivo Clifton | |
| 2 | Reason for the notification | ||
| a) | Position/status | General Manager | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 35 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Philip Howell | |
| 2 | Reason for the notification | ||
| a) | Position/status | CEO | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 8 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Andrew Morris | |
| 2 | Reason for the notification | ||
| a) | Position/status | General Manager | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 23 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Sarah Owen-Jones | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Risk Officer | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 2 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Richard Smeeton | |
| 2 | Reason for the notification | ||
| a) | Position/status | General Manager | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 39 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Paul Stockton | |
| 2 | Reason for the notification | ||
| a) | Position/status | CFO | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 31 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Michael Webb | |
| 2 | Reason for the notification | ||
| a) | Position/status | CEO - Rathbone Unit Trust Management | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI |
213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) |
Description of the financial instrument, type of instrument
Identification code |
Ordinary Shares of 5p each
GB0002148343 | |
| b) | Nature of the transaction | Dividend reinvestment based on the Rathbone Share Incentive Plan | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| £18.43 | 22 | ||
| d) |
Aggregated information
- Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2016-10-10 | |
| f) | Place of the transaction | London Stock Exchange, Main Market | |
Enquiries:
Ali Johnson
Company Secretary
Telephone - 0207 399 0326
This announcement is distributed by NASDAQ OMX Corporate Solutions on behalf of NASDAQ OMX Corporate Solutions clients.
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc via GlobeNewswire
The issuer of this announcement warrants that they are solely responsible for the content, accuracy and originality of the information contained therein.
Source: Rathbone Brothers Plc via GlobeNewswire
HUG#2048384
